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311	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-01 11:44:31 Economy Finance Money Financial markets Broker-dealer U.S. Securities and Exchange Commission Securities Exchange Act Order Short
312	Highlights RISK AND CONTROL IMPROVEMENTS SEC Approves OCC Capital Plan The U.S. Securities and Exchange Commission (SEC) approved OCC’s capital plan and issued an order discontinuing the automatic stay that r Add to Reading List Source URL: www.theocc.com Language: English - Date: 2016-07-23 12:34:55 Economy Finance Money Options Clearing Corporation Financial markets Futures exchange Bank Option Futures contract Derivative Central Counterparty Clearing
313	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 8-K CURRENT REPORT Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-07-26 07:35:17 Finance Economy SEC filings Money Stock market U.S. Securities and Exchange Commission Equity securities Corporate finance Securities Act Stock Regulation S-K
314	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-03 14:51:07 Finance Economy Money Financial markets Order BATS Global Markets Securities Exchange Act Algorithmic trading Futures contract Market liquidity Short U.S. Securities and Exchange Commission
315	Sound Mind Financial Planning, LLC www.soundmindfp.com Code of Ethics Pursuant to: Add to Reading List Source URL: www.soundmindfp.com Language: English - Date: 2014-09-24 16:01:35 Economy Stock market Finance Financial crimes Corruption 73rd United States Congress U.S. Securities and Exchange Commission Insider trading Securities Exchange Act Security Investment Advisers Act Bank
316	RULE 2.04 Title 1: Secretary of State Part 14: Securities - Securities Regulation Part 14 Chapter 2: Notice Filing and Registration of Securities Rule 2.04 Invest Mississippi Crowdfunding Simplified Registration Statemen Add to Reading List Source URL: www.sos.ms.gov Language: English - Date: 2016-01-14 10:16:24 Finance Money Economy U.S. Securities and Exchange Commission 73rd United States Congress Financial markets Stock market United States securities law Regulation D Securities Act Security Securities Exchange Act
317	Federal Register / Vol. 78, NoWednesday, April 10, Notices obligations. The Exchange does not believe that removing this functionality will disincentivize Market Makers from posting more aggressive quotes. Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:33 Economy Finance Money Self-regulatory organizations United States securities law U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Securities regulation in the United States Broker-dealer Arbitration Arbitral tribunal
318	JANUS INVESTMENT FUND JANUS ASPEN SERIES (EACH SERIES THEREOF A “FUND”) FUND CODE OF ETHICS FOR PRINCIPAL EXECUTIVE OFFICER AND SENIOR FINANCIAL OFFICERS Add to Reading List Source URL: 17eb94422c7de298ec1b-8601c126654e9663374c173ae837a562.ssl.cf1.rackcdn.com Language: English - Date: 2015-05-11 12:13:38 Finance Money Economy 76th United States Congress Corporate crime U.S. Securities and Exchange Commission United States corporate law Conflict of interest Regulatory compliance Investment Company Act Janus Capital Group Financial adviser
319	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-04-01 10:30:07 Finance Economy Money Stock market 73rd United States Congress U.S. Securities and Exchange Commission Financial markets Securities Exchange Act Securities regulation in the United States Market maker Futures contract Security
320	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-03 14:49:39 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States SEC filings Corporate governance Government United States

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